What We Do

In this traditional platform, transparent brokerage commissions are charged each time we buy or sell securities on your behalf.  Financial planning services can be provided at an additional charge. (Note: Fees used to pay for the management of non-registered investments may be fully tax deductible.)

You remain totally involved in all activities related to your account, and must approve all transactions in person.

As a Portfolio Manager, Dorothy-Anna is able to perform discretionary wealth management. This leverages a unique form of client trust that eliminates the need for prior consent on individual securities trades. Rather, you and she mutually agree on a set of investment parameters upfront, clearly articulating your objectives and risk constraints, and defining the investment framework within which her discretionary authority operates.

The creation of an investment policy statement (IPS) provides clarity and mutual understanding and establishes the boundaries within which D-A’s discretionary authority can be exercised — essentially, creating a plan for how your wealth is to be managed.  Read more about Managed Portfolios

Orser Neuhaus and Associates* can help you ensure a comfortable retirement, design a tax-effective estate strategy, fund your children’s or grandchildren’s education, protect your family practice and/or business with insurance, and leave a meaningful legacy.

We will help you to build a retirement nest egg and supplemental income stream so you can enjoy freedom and flexibility in retirement, striking a strategic balance between living for today and providing for the future. We will also review your estate plan, discuss it with your executor and beneficiaries, establish investment and insurance strategies to reduce estate taxes, and refer you to a professional estate planner and attorney who can assist you to prepare the required documents.

Dorothy-Anna and Dietmar are fully licensed with the Financial Services Commission of Ontario as Life Insurance and A&S Insurance Agents. Using life insurance they can devise strategies to offset estate taxes, mitigate risk, or prepare for other eventualities. Discover more about the services we can provide at Chevron Wealth Preservation Inc.

* Insurance products and services are offered by life insurance licensed advisors through Chevron Wealth Preservation Inc., a wholly owned subsidiary of Echelon Wealth Partners Inc. Chevron Wealth Preservation is not regulated by IIROC nor is it protected under the CIPF.

Dorothy-Anna Orser and Dietmar Neuhaus are among the small percentage of Canadian investment advisors who are options licensed. They are qualified to perform options strategies such as covered call writing and put writing, in order to help you generate income in stagnant markets and also to provide risk management for your portfolio.

We can provide services approaching that of a family office. In these cases, we would co-ordinate all your financial affairs and refer you to experts from our roster of top accountants, attorneys and estate advisors, providing wealth management services at whatever level you require.

Some of our clients own companies that are seeking to raise capital. We help them source capital, raise capital through private placements, and mentor them through the Capital Pool Company (CPC) or lnitial Public Offering (lPO) process.

Orser Neuhaus & Associates is more than a financial resource:

• We become your due-diligence team and the processors of the transaction;
• We bring you access to top compliance and legal advisors;
• We provide you with the highest standards of service and protection to help you assemble the rest of the team required to take your client public—including securities lawyers, auditors, investor relations professionals, and the Venture Exchange itself.